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FINRA Awards for Roland Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0233605/06/2011Claimant(s): Roland Lee
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Patrick Burke, Capwest Securities.
Respondent Lawyers(s): H Thomas Fehn, Patrick Joseph Burke
Arbitrator(s): John J. Flynn, James D. Murray, Jonathan H. Krotinger
Hearing Site: San Francisco, CA
Checkmark Icon$600

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