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FINRA Awards for The Estate of Sydney G. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0394210/31/2007Claimant(s): The Estate of Sydney G. Smith, Jr.
Claimant Lawyers(s): Bradley R. Hoyt
Respondent(s): Raffi Oghlian, Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn, Raffi Oghlian
Arbitrator(s): Amelia F. Adams, Stuart Arthur Reagan, Peter F. von Meister
Hearing Site: Cincinnati, OH
Checkmark Icon$30,000

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