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FINRA Awards for Carmen Babin

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0246804/07/2011Claimant(s): Carmen Babin
Claimant Lawyers(s): Ralph Vallone
Respondent(s): UBS Financial Services Inc of PR
Respondent Lawyers(s): Ubaldo M. Fernandez-Barrera
Arbitrator(s): Elena G. Rodriguez, Todd M. Saunders, Rex D.K. Seymour
Hearing Site: San Juan, PR
Checkmark Icon$17,875

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