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FINRA Awards for Charlie E. Moreno

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0064107/09/2021Claimant(s): Charlie Moreno
Claimant Lawyers(s): Charlie E. Moreno
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Karen Roberts Washington
Hearing Site: Dallas, TX
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