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FINRA Awards for DB Plan

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0108603/12/2012Claimant(s): Debus Kazan & Westerhausen, DB Plan
Claimant Lawyers(s): Jon A. Titus
Respondent(s): Lana Hock, Leah Hoffman, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Edwin F. Barkel
Arbitrator(s): Joe S. Tarrer, Robert Miller Lawder, CLU, John H. Fearnow
Hearing Site: Phoenix, AZ
Checkmark IconExpungement

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