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FINRA Awards for Dennis Capriglione

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0080304/04/2008Claimant(s): A.G. Edwards & Sons.
Claimant Lawyers(s): Dennis Capriglione
Respondent(s): Thomas McGowan
Respondent Lawyers(s): Thomas Joseph McGowan
Arbitrator(s): Kenneth E. Owen, Michael D. Harrison, Steven A. Fox
Hearing Site: Los Angeles, CA
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