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FINRA Awards for Thomas Francis Herity

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0044102/10/2017Claimant(s): Mavis Kolman, Ronald O. Kolman
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Jonah Engler, Jonathan Sheklow, Thomas Herity, William Bradley, HFP Capital Markets LLC
Respondent Lawyers(s): Jonah Engler, Jonathan Michael Sheklow, Thomas Francis Herity, Thomas Herity, William Kevin Bradley
Arbitrator(s): Lawrence R. Commers
Hearing Site: Minneapolis, MN
Checkmark Icon$33,117

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