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FINRA Awards for Securities Investor Protection Corp.

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0169101/09/2015Claimant(s): Securities Investor Protection Corp.
Claimant Lawyers(s): Hemant Sharma
Respondent(s): Joan Perry, Take Charge Financial
Respondent Lawyers(s): Joan A. Perry, Joan Anne Perry
Arbitrator(s): Jane A. Smith
Hearing Site: Washington, DC
Checkmark Icon$100,000

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