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FINRA Awards for Ferdinand Tranfo

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0040901/29/2008Claimant(s): Ferdinand Tranfo, Letizia Tranfo
Claimant Lawyers(s): Arthur M. Schwartzstein
Respondent(s): Jeffrey Shuster, Westrock Advisors.
Respondent Lawyers(s): Robert Giacovas
Arbitrator(s): John H. Baffa, Gloria Asher, Anne Q. Uno
Hearing Site: Washington, DC
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