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FINRA Awards for Chase Investment Services Corp.

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Displaying 10 out of 48 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0383702/22/2017Claimant(s): Estate of Jerry Castellone, Estate of Jerry Castellone 2
Claimant Lawyers(s): Harvey Jasper, Jonathan A. Stein
Respondent(s): Chase Investment Services Corp., Chemical Bank, JP Morgan Chase & Co., JP Morgan Chase Bank & Co., JP Morgan Chase Bank NA
Respondent Lawyers(s): Michael J. Charlilo
Arbitrator(s): Ted M. Rosen, Joan M. Traub, Peter A. Kiefer
Hearing Site: New York, NY
Checkmark Icon$600
13-0140603/08/2016Claimant(s): Stephanie Cover Revocable Trust, Sarah, The Stephanie Cover Rev. Trust
Claimant Lawyers(s): Kristine Arlitt, William D. Crist
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Ronald D. Smith
Arbitrator(s): James P. Kinkade, Andrea U. Calve, Sherrie R. Abney
Hearing Site: Dallas, TX
Checkmark Icon$0
13-0313310/19/2015Claimant(s): Nico Phillips
Claimant Lawyers(s): Nico Phillips
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): William G. Binckes, Robert L. Nisely, Robert E. Anderson
Hearing Site: New York, NY
Checkmark Icon$0
11-0424206/02/2015Claimant(s): Anatoliy Matsur
Claimant Lawyers(s): Gareth De Santiago-Keene
Respondent(s): Alberto Chavez, Chase Investment Services Corp., John Cholankeril
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Morton S. Bunis, Mia Scanga, John Herbert Grefe
Hearing Site: Newark, NJ
Checkmark Icon$0
11-0123603/18/2015Claimant(s): Angela Polito, Antonio Polito
Claimant Lawyers(s): Andrew J. Schatkin
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
Checkmark IconExpungement
12-0052606/05/2014Claimant(s): Mark Newman
Claimant Lawyers(s): Philip J. Campisi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Michael Fischetti
Hearing Site: Newark, NJ
Checkmark IconExpungement
13-0037010/10/2013Claimant(s): Jean Bradshaw
Claimant Lawyers(s): Eric J. Grannis
Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities
Respondent Lawyers(s): Matthew B. Corwin
Arbitrator(s): Lisa Catalano
Hearing Site: New York, NY
Checkmark Icon$25,425
13-0040908/14/2013Claimant(s): Sharaya Moore
Claimant Lawyers(s): Howard S. Meyers
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): James J. Fishman
Hearing Site: New York, NY
Checkmark Icon$14,527
12-0294407/31/2013Claimant(s): Mary Power
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elin B. Young
Arbitrator(s): Thomas L. Dueber
Hearing Site: Denver, CO
Checkmark IconExpungement
12-0206607/22/2013Claimant(s): John Santiago
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Joel P. Mellis
Hearing Site: New York, NY
Checkmark IconExpungement

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