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FINRA Awards for James S. Carlson

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0267110/07/2011Claimant(s): Vincent R. and Tracie D. Heileson JTTEN
Claimant Lawyers(s): Anthony B. Gordon
Respondent(s): Wells Fargo Investments, Hokon Yun
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): J. Jean Elliott, James S. Carlson, David Nielsen
Hearing Site: Los Angeles, CA
Checkmark Icon$83,071

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