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FINRA Awards for The Bernard W. Rothschild Foundation Inc

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0208011/21/2011Claimant(s): Bernard Rothschild, The Bernard W. Rothschild Foundation Inc, Bernard Rothschild Rev Living Trust
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Manuel Schultz, Ronald W. Lasday, Kenneth R. Starr
Hearing Site: Tampa, FL
Checkmark IconExpungement

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