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FINRA Awards for Shay Financial Services.

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0578409/26/2014Claimant(s): West Texas National Bank
Claimant Lawyers(s): John J. Schirger
Respondent(s): Shay Financial Services.
Respondent Lawyers(s): Mark R. McDonald
Arbitrator(s): Kurt L. Smith, Andrea U. Calve, James W. Kerr
Hearing Site: Dallas, TX
Checkmark Icon$0
11-0321507/26/2013Claimant(s): Citizens Community Federal
Claimant Lawyers(s): John J Schirger
Respondent(s): Tamara McGovern, Shay Financial Services.
Respondent Lawyers(s): Travis J. Quick
Arbitrator(s): Terrence J. Fleming, Joan L. Volz, Frank Abramson
Hearing Site: Minneapolis, MN
Checkmark IconStipulated Award and Expungement

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