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FINRA Awards for Rosen Capital Institutional LP

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0309407/05/2011Claimant(s): Rosen Capital Institutional LP, Rosen Capital Partners LP
Claimant Lawyers(s): Harold Barza
Respondent(s): Merrill Lynch Professional Clearing Corp
Respondent Lawyers(s): Peter K. Vigeland
Arbitrator(s): Arthur T. Berggren, Katharine Reed Coleman, Holly Banafsheh
Hearing Site: Los Angeles, CA
Checkmark Icon$63,665,200

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