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FINRA Awards for Richard Douglas Pollan

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0204712/16/2010Claimant(s): Michael Lees
Claimant Lawyers(s): Michael A Lees
Respondent(s): Richard Pollan, Morgan Wilshire Securities.
Respondent Lawyers(s): Michael Finnan, Richard Douglas Pollan
Arbitrator(s): William B. Ross
Hearing Site: Rapid City, SD
Checkmark Icon$764

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