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FINRA Awards for Norma Abbene

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0209706/09/2015Claimant(s): Joseph McGuire, Leslie McGuire
Claimant Lawyers(s): Bradd Milove, Jacob Pyle
Respondent(s): LPL Financial LLC, David Hart
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Charles F. Boufford, Celeste A. Beron, Norma Abbene
Hearing Site: Charlotte, NC
Checkmark Icon$725,000

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