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FINRA Awards for a/k/a

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0403008/07/2020Claimant(s): Inversiones Aida y Luis Inc., a/k/a
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Nicholas P. Crowell
Arbitrator(s): Sherry R. Wetsch, William Gilbert Faulk, Mark J. McCarthy
Hearing Site: San Juan, PR
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