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FINRA Awards for Greg P. Regier

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0124412/11/2007Claimant(s): Ashley Champlin, Ashley Brooke Champlin Treasury Strips
Claimant Lawyers(s): Greg P. Regier
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Ryan P. Smith
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
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