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FINRA Awards for Thomas J. Swiston IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0236904/23/2018Claimant(s): Thomas J. Swiston IRA, Thomas and Jane Swiston JT TEN
Claimant Lawyers(s): Thomas J. Swiston
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Helm Wright
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
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