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FINRA Awards for Judith B. Rothenberg IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0301312/22/2010Claimant(s): Judith B. Rothenberg IRA
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Richard J. Kaplan
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$31,673

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