Potomac Analytics' Logo

FINRA Awards for Susan Wallace

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0224905/16/2012Claimant(s): Susan Wallace
Claimant Lawyers(s): Ronald William Kepford
Respondent(s): Broker Dealer Financial Services Corp.
Respondent Lawyers(s): David W. Dunn
Arbitrator(s): James A. Lundberg
Hearing Site: Des Moines, IA
Checkmark Icon$96,868

1 Results

Display: