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FINRA Awards for Richard Forde

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0059806/07/2016Claimant(s): Richard Forde, RGA Forde, Godwin Fund Partners, L.P.
Claimant Lawyers(s): Brian J. Brislen
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): John A. Baynes, Frank Samuel Perri, Celeste A. Beron
Hearing Site: Charlotte, NC
Checkmark Icon$1,050,750

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