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FINRA Awards for Bruce V. Spiva

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0095005/27/2010Claimant(s): Catalyst Health Solutions.
Claimant Lawyers(s): Bruce V. Spiva
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Albert D. Sturtevant, Michael H. McConihe, Bryan Thomas Di Lella
Hearing Site: Washington, DC
Checkmark Icon$9,750,000

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