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FINRA Awards for Stephens Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0154006/09/2010Claimant(s): Kelli Jo Korenek
Claimant Lawyers(s): Mark Schwartz
Respondent(s): James Korenek, Richard Alexander, Stephens Inc.
Respondent Lawyers(s): Janiece M. Longoria
Arbitrator(s): David G. Beerbower, William J. Kirkpatrick, Michael L. Landrum
Hearing Site: Houston, TX
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