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FINRA Awards for Theresa Lillis

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0030906/11/2012Claimant(s): Theresa Lillis, Theresa F. Lillis Living Trust
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney Krosse
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
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