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FINRA Awards for Albert Sims

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0296712/22/2008Claimant(s): Albert Sims and Mindy Sims
Claimant Lawyers(s): Albert Sims
Respondent(s): Nancy Baker, A.G. Edwards & Sons.
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Lisa M. Mezzetti
Hearing Site: Washington, DC
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