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FINRA Awards for David W. Broadwell Revocable Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0262607/24/2013Claimant(s): David Broadwell, David W. Broadwell Revocable Trust
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Interactive Brokers
Respondent Lawyers(s): Robert W. Topp
Arbitrator(s): Gerald Silverman
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$56,625

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