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FINRA Awards for Smith Revocable Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0142510/07/2013Claimant(s): Smith Revocable Trust
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Harvey Alan Blicksilver, Eugene D. Mirabello, Lee Milich
Hearing Site: Miami, FL
Checkmark IconExpungement

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