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FINRA Awards for David Michael Riccio

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0044610/01/2019Claimant(s): FPJ Investments LLC, Estate of Frank Perrotti, Jr.
Claimant Lawyers(s): David A. Gehn
Respondent(s): David Riccio
Respondent Lawyers(s): David Michael Riccio
Arbitrator(s): Mae A. Brudner, Franklin Sariel Schwerin, Thomas M. Madden
Hearing Site: Hartford, CT
Checkmark Icon$1,300,000

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