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FINRA Awards for Janet F. Buggeln Liv Trt u/a/d 5/12/17

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0223905/12/2021Claimant(s): Janet Buggeln, Janet F. Buggeln Liv Trt u/a/d 5/12/17
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): George W. Harding, Aryka Steele Radke, Richard Kent Mahrle
Hearing Site: Phoenix, AZ
Checkmark IconExpungement

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