Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02229 | 11/18/2014 | Claimant(s): Ed Herringshaw, Mark Rowe, Mary Rowe, Oscar Jones, Roger Matz, Warren Cherry, Estate of Allen Bakker, John Wakefield, Lee Levine, Mark Bentley, Mary Kochenderfer, Melissa Overbay, Paul Wright, Pete Altimore, Robert Evans, Roger Michael, Ron Appelt, W. Bruce Overbay, Wayne Kochenderfer Claimant Lawyers(s): Wesley Lotz Respondent(s): U.S. Capital Advisors LLC, USCA RIA LLC, USCA Securities LLC Respondent Lawyers(s): Suzanne Hickey, CCO Arbitrator(s): Charles E. Munson, William A. Allen, David C. Redford Hearing Site: Houston, TX |  | Settlement |