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FINRA Awards for W. Graves

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0125810/30/2023Claimant(s): Lois Graves, W. Graves
Claimant Lawyers(s): W. Joseph Graves
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Susan L. Walker
Hearing Site: Indianapolis, IN
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