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FINRA Awards for Stephen Esposito

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0119009/27/2018Claimant(s): Stephen Esposito, Spo Holdings
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Louis H. Miron, Theresa R. Joyner, Sidney Seligman
Hearing Site: Newark, NJ
Checkmark IconExpungement

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