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FINRA Awards for Arthur T. Berggren

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0463610/16/2007Claimant(s): Diane Gilmore, Timothy Gilmore, Gilmore Family 1998 Trust
Claimant Lawyers(s): Sean M. Kneafsey
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Steven Gourley, Arthur T. Berggren, David Nielsen
Hearing Site: Los Angeles, CA
Checkmark Icon$63,577

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