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FINRA Awards for Tony Roberts

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0395909/05/2014Claimant(s):
Claimant Lawyers(s):
Respondent(s): Tony Roberts, Investors Capital Corp.
Respondent Lawyers(s): James A. McGovern, Tony Roberts
Arbitrator(s): Kenneth E. Owen
Hearing Site: Los Angeles, CA
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