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FINRA Awards for Sara J. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0056807/13/2017Claimant(s): Sara Smith
Claimant Lawyers(s): Sara J. Smith
Respondent(s): Rigoberto Pena-Rankin
Respondent Lawyers(s): Rigoberto Javier Pena-Rankin
Arbitrator(s): Ralph A. Cotton
Hearing Site: San Francisco, CA
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