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FINRA Awards for Keith Lee Guy

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0383904/22/2019Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jeanette E Dennis
Respondent(s): Keith Guy
Respondent Lawyers(s): Keith Lee Guy
Arbitrator(s): Sterling N. Frost
Hearing Site: Portland, OR

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