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FINRA Awards for Lawrence J. Welte

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0001410/05/2012Claimant(s): Derek Cherne, Randall Green
Claimant Lawyers(s): Tracey Salmon-Smith
Respondent(s): David Domaas, John Smith, Brook West Profit Sharing Plan
Respondent Lawyers(s): Brook West Profit Sharing Plan, David Domaas, John Smith
Arbitrator(s): Lawrence J. Welte, Andrew R. Dick, Alain Frecon
Hearing Site: Minneapolis, MN
Expungement

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