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FINRA Awards for Dean Matthews

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0107309/15/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Dean Matthews
Respondent Lawyers(s): Dean Sean Matthews
Arbitrator(s): Mitchell M. Willoughby
Hearing Site: Charlotte, NC

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