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FINRA Awards for Rocco Licalsi

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0015909/01/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Rocco Licalsi
Respondent Lawyers(s): James N. Barletti
Arbitrator(s): Nathan J. Minucci
Hearing Site: Newark, NJ

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