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FINRA Awards for Richard Mark Mercier

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0300103/13/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Richard Mercier
Respondent Lawyers(s): Richard Mark Mercier
Arbitrator(s): Lester M. Rosenberg
Hearing Site: Miami, FL

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