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FINRA Awards for Ni Advisors

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0066907/24/2020Claimant(s): Suihock Goy
Claimant Lawyers(s): Christopher Seps
Respondent(s): Ni Advisors
Respondent Lawyers(s): Xianzhong Zhu
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA

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