FINRA Awards for Will S. Montgomery

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02368	03/05/2021	Claimant(s): Daniel Dillard Claimant Lawyers(s): Bogdan Rentea Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Will S. Montgomery Arbitrator(s): Carlton A. Butler, Michael S. Yauch, Mark Ritchie Hearing Site: Houston, TX
10-01622	11/10/2011	Claimant(s): Donald Wilson Claimant Lawyers(s): Kirk B. Freeman Respondent(s): Southwest Securities. Respondent Lawyers(s): Will S. Montgomery Arbitrator(s): Jane Bradley, David J. Romanski, Dennis Markham Smith Hearing Site: San Francisco, CA
10-02638	06/03/2011	Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Will S. Montgomery Respondent(s): Michael Venable Respondent Lawyers(s): Cody L. Towns Arbitrator(s): R. Theodore Moock, Maryanne M. Esser, Corbet F. Bryant Hearing Site: Dallas, TX
07-01145	03/10/2008	Claimant(s): David Castillo Claimant Lawyers(s): Cary S. Lapidus Respondent(s): Southwest Securities. Respondent Lawyers(s): Will S. Montgomery Arbitrator(s): Harry B. Endsley, James Conrad Riewerts, Susan J. Alexander Hearing Site: San Francisco, CA