FINRA Awards for New Orleans, LA

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 80 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02928	06/28/2024	Claimant(s): Darren Oglesby Claimant Lawyers(s): Brian Luther Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Stephen Edgar Eisenbraun Hearing Site: New Orleans, LA
23-01414	04/10/2024	Claimant(s): Frank Briseno, III Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA
23-01285	03/19/2024	Claimant(s): Joseph Cantrell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securian Financial Services. Respondent Lawyers(s): Beth Wiederholt Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA
23-01062	03/13/2024	Claimant(s): Robert Alvarez Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): International Assets Advisory Respondent Lawyers(s): Myra P. Nicholson Arbitrator(s): Dale A. Kaliszeski, Jeffrey Ackermann, Richard William Cryar Hearing Site: New Orleans, LA
23-01913	01/19/2024	Claimant(s): Michael Dieschbourg Claimant Lawyers(s): James P. Galvin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA
23-00226	01/10/2024	Claimant(s): Terry Hastings Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Allan R. Lazor Hearing Site: New Orleans, LA
23-01261	12/21/2023	Claimant(s): William Groves Claimant Lawyers(s): James P. Galvin Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA
23-01356	11/17/2023	Claimant(s): Craig Accardo Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert H. Putnam Hearing Site: New Orleans, LA
21-01916	10/18/2023	Claimant(s): William Crull Claimant Lawyers(s): Everett Pritchard Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Gregory Curley Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA
22-02278	09/18/2023	Claimant(s): Donovan Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Simeon B. Reimonenq Hearing Site: New Orleans, LA