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FINRA Awards for Christopher D. Pham

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0300712/15/2017Claimant(s): John Pitz
Claimant Lawyers(s): Christopher D. Pham
Respondent(s): Vestax Securities Corporation
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): Douglas J. Nesbit
Hearing Site: Minneapolis, MN

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