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FINRA Awards for Eric G. Wallis

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0384907/10/2009Claimant(s): Barry Ross
Claimant Lawyers(s): Harvey R. Friedman
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Herbert Leslie Greenberg, Michael W. Burnett, George L. Tindall
Hearing Site: Los Angeles, CA

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