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FINRA Awards for Rolf Arik Heartburg

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0446206/25/2012Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Edwin A. Barkel
Respondent(s): Rolf Heartburg
Respondent Lawyers(s): Rolf Arik Heartburg
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ

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