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FINRA Awards for Richard Happle

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0067012/03/2018Claimant(s): Richard Happle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL

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