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FINRA Awards for Frank Rivera

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0013108/10/2009Claimant(s): BBVA Securities of Puerto Rico.
Claimant Lawyers(s): Sonia Marbarak
Respondent(s): Frank Rivera
Respondent Lawyers(s): Frank R. Rivera
Arbitrator(s): Raymond W. Snow
Hearing Site: San Juan, PR

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