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FINRA Awards for Sheldon M. Finkelstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0012011/12/2007Claimant(s): Timothy Cappadona
Claimant Lawyers(s): Samuel L. Davis
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Sheldon M. Finkelstein, Jeffrey Alan Helewitz, Dwight Wassong
Hearing Site: Newark, NJ

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